(Macro)molecules with anchoring moieties: a versatile chemistry to tune the surface properties

DATE

November 2022

The modification of surfaces by the deposition and attachment of specific (macro)molecules is a key strategy to tune the properties of substrates, thus providing an access to a wide range of characteristics for numerous fields of application. Different chemistries can be used to coat the surfaces, which involve various modes of reaction and structures, and thus result in a variety of applicative properties. Three anchoring groups will be detailed here, namely silanes, phosphonates and catechols.

Silanes

Organofunctional silanes, or organosilanes, are generally represented by the formula XR’Si(OR)n, where R is a leaving group (such as chloride, alkoxy or hydride), X an organo-functional group that possesses specific characteristics (reactive group or polymerizable moiety), and R’ a chemical spacer between the two functional groups.1

Reactions of organosilanes with surfaces bearing hydroxyl groups (e.g. silica, aluminium oxide, zinc oxide) have found an interest to modify metallic substrates and inorganic nanoparticles or to impart specific properties to sol-gel networks. The main advantage of using silanes for surface modification is the rapid formation of a covalent siloxane linkage with the substrate by hydrolysis and condensation of the alkoxysilane groups (sol-gel process) (Figure 1). Excellent substrates for modification are surfaces containing silanol (Si-OH) groups, but metal oxides are also good candidates.2

Figure 1. Mechanism for monolayer formation by grafting silane on hydroxylated surfaces2

Silane Coupling Agents (SCAs)

Silane coupling agents (SCAs) constitute a special group of compounds that have the ability to form stable bonds between both organic and inorganic materials due to the presence of (i) an alkoxysilyl group, which is prone to hydrolysis and bonding to a mineral filler, and (ii) an organic function with affinity to a polymer matrix. SCAs are commonly applied in material chemistry as adhesion promoters, polymer cross-linking agents and additives in reinforced composites.3

SCAs are generally synthesized by a two-step process from hetero-bifunctional molecules involving (i) the introduction of the alkoxysilane group, usually by hydrosilylation of a C=C double bond, and (ii) a substitution reaction on the other reactive moiety. The substitution reaction can be used to prepare polymerizable SCAs with (meth)acrylic or (meth)acrylamide groups3 and functional SCAs with various other reactive groups.

By changing the structure and functionality of SCAs, a wide range of properties and applications can be reached. For example, (meth)acrylic SCAs can be applied in the development UV-curable acrylate composites,4 and cyclocarbonate SCAs can be employed in the conception of hybrid non-isocyanate polyurethanes (NIPU) for high-performance adhesives.5, 6

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(Triethoxysilyl)propoxy methyl cyclocarbonate

(Triethoxysilyl)propylcarbamate ethyl methacrylate

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Fluoroalkylsilanes for hydrophobic coatings

Water-repellent films are employed in a large number of coating applications. For example, the low surface energy of these coatings can impart anti-corrosion properties by repelling water. The use of fluorinated compounds is one of the most effective ways to obtain hydrophobic thin films, due to the low polarizability of the C-F bond. Numerous researches have also been dedicated to the elaboration of super-hydrophobic coatings for obtaining self-cleaning properties which are required in many applications such as solar cells, car windows, etc. In this case, the introduction of surface roughness is required to enable water droplets to roll on the surface thanks to the “Lotus-effect”.1

Recently, the introduction of fluoroalkylsilanes (FASs) directly into sol-gel networks was reported as a convenient method to obtain water-repellent silica films. This one-step co-condensation technique was proved to exhibit similar properties to a classic multi-step surface silanization, but easier to perform (one-pot and mild conditions) and in accordance with industrial standards.7

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Si-PEO for hydrophilic coatings

The great interest for coatings exhibiting water-affinity is driven by the huge numbers of applications requiring this property. Hydrophilic coatings can be employed for anti-fogging surfaces, for example to avoid the formation of fog on cold windshields or swimming goggles. Fog occurs when water vapor attains its saturation limit due to temperature variations and condensate onto cold surfaces. The tiny droplets formed are large enough to scatter light and thus reduce the light transmission through the transparent material. Hydrophilic surfaces favor the spreading of the water phase and therefore form a thin film that does not affect the transparency of the coating.1

Polyethylene oxide (PEO) macromolecules have been used in the manufacture of anti-fogging layers due to their hydrophilic character which endow coatings with water absorption capacity. For example, anti-fogging coatings were made from PEO hybridized by end-chain functionalization with (3-isocyanatopropyl)triethoxysilane, allowing a high transparency of coated glass following exposure to boiling water.8, 9 More recently, Maeda et al. have investigated the effect of introducing PEO bis triethoxysilane into a polysilsesquioxane (PSQ) antifogging film, and showed that the hydrophilic and flexible PEO chains were effective to improve the durability while maintaining the antifogging property and mechanical strength.10

Silane-PEG have also found many uses in the biomedical field for reducing protein adsorption of silicone-based biomaterials or for improving antifouling properties of stainless steel used in orthopedic implants and cardiovascular stents.11, 12

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Phophonic acids

Phosphonic acids (R-PO3H2), which are characterized by a phosphorus atom bonded to three oxygen atoms (two hydroxy groups and one P=O double bond), are also attractive anchoring moieties for hydroxylated surfaces.2, 13

The mechanism of adhesion of phosphonic acids on metal oxide substrates is greatly affected by reaction conditions, such as temperature, pH, concentration and solvent. The binding can originate from initial coordination of the phosphoryl oxygen atom (P=O) on the surface. As a consequence, the P atom becomes more electrophilic and induces the consecutive heterocondensation with the neighboring surface hydroxy groups, resulting in strong covalent P-O-M anchoring. An initial hydrogen bonding can also promotes the heterocondensation reaction, which might be accelerated by heat treatment as this could increase the deprotonation rate of the P-OH moiety (Figure 2).2

Figure 2. Mechanisms of phosphonic acid attachment to metal oxides2

In comparison with silane analogues, phosphonate derivatives are considerably less susceptible towards self-condensation reactions, which only occur under high-temperature dehydrating conditions. This makes them easy to handle and store in ambient conditions.2

Phosphonic acids for anticorrosion

Phosphonic acids possess exceptional binding properties on metals and metal oxides, and owing to the hydrolytic stability of the P-O-metal linkages, these monolayers are more resistant to hydrolysis than silane or carboxylic acid-derived monolayers, and almost comparable to catechol-based monolayers. These advantages have led to their use as anticorrosion coatings that prevent oxygen diffusion towards a metal surface.2

Among many other areas, manufacturing processes involving iron and steel are often compromised by corrosion. Phosphonic acids have been frequently used as layer-forming anti-corrosives, because they show a particularly strong chemisorption on numerous metals relevant for industrial applications. Their ability to form stable self-assembled monolayers (SAMs) has been well-documented in the literature, and is not limited to stainless steel or iron, but extends to many other metals, such as aluminum, magnesium, titanium, zirconium and the corresponding oxides. Various phosphonic acids with apolar chain, such as alkylphosphonic acids or fluorophosphonic acids, have therefore been used as anticorrosion additives.14, 15

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Phosphonic acids for biomedical applications

Phosphonate-based surface modifications are also very interesting for biomedical applications, for instance for the development of new contrast agents based on magnetic inorganic nanoparticles modified with radiolabeled bisphosphonates to obtain simultaneous in vivo magnetic resonance imaging (MRI) and optical imaging. In addition, surface modification of stainless steel or titanium medical implants by (bis)phosphonate anchoring is an attractive route to improve the adhesion to bone tissue and cells, enhance long-term stability and prevent infections by suppressing bacterial adhesion.2

Recently, PEG-based statistical copolymers containing multiple phosphonic acid groups were used as coating materials for metal oxide nanoparticles and surfaces (Figure 3). Experimental studies were conducted on cerium (CeO2), iron (γ-Fe2O3), aluminum (Al2O3), and titanium (TiO2) oxides of different sizes and morphologies, demonstrating the beneficial effects of coatings for colloidal stability and stealth thanks to the PEGylated brushes. This approach also showed that copolymers with multiple anchors were way better as colloidal stabilizers compared to polymers with a single phosphonic acid functional group.16

Figure 3. Metal oxide nanoparticle coated with statistical phosphonic acid PEG copolymers16

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Poly(PEGMA-stat-MAPC1 Acid)

Catechols

A biomimetic mode of attachment

The adhesive properties of phenolic components were first discovered by Waite and Tanzer in 1981, in the adhesive pads of marine mussels.17, 18 Their outstanding capacity to establish stable long-term attachment has been attributed to the production of adhesive proteins containing high levels of amino acid 3,4-dihydroxyphenylalanine (DOPA).18, 19 The adhesion of DOPA-based materials works on a wide variety of surfaces, including wet surfaces and highly apolar ones, such as Teflon. Moreover, an extremely strong binding can be achieved without further heating of the medium and/or substrate.2

The biomimetic mode of binding of catechol-derived films has been studied intensely over the last few years and was found to be highly complex. As shown in Figure 4, catechol groups undergo various types of interactions (both non-covalent forces and chemical bonding) with different substrate surfaces.

Figure 4. Adhesive interactions between catechol groups and various substrates

For instance, catechol groups have a strong affinity for hydrophilic surfaces due to their capacity to establish hydrogen bonds. Thanks to the presence of two neighboring hydroxyl groups, catechols can anchor to inorganic surfaces (silica, metal oxides, etc.) by means of hydrogen bonding or coordination. These interactions, even non-covalent ones, are strong enough to displace pre-adsorbed water molecules, allowing the catechol to adhere in wet environments. On the other hand, the catechol benzene ring allows to establish π–π stacking interactions with substrates rich in aromatic systems (e.g. graphene, CNTs or polymers containing aromatic groups). Finally, catechol groups can form covalent bonding with organic substrates. In this case, catechols must be oxidized to the quinone form to favor the nucleophilic attack of groups such as amines or thiols. It is worthy to note that in most cases, the coexistence of different adhesive modes occurs.18, 20

Catechol-based polymers for various applications

Antifouling coatings

Catechol-based surface modifications give rise to a large field of applications. For example, Shin et al. prepared catechol-functionalized PEG-based block copolymers to assess their antifouling properties on a large variety of substrates, including SiO2, polystyrene, poly(ether ether ketone), acrylate, poly(ethylene terephthalate), TiO2, Au, and glass. These catechol-functionalized polyethers were synthesized via anionic ring-opening polymerization using PEG as a macroinitiator and a catechol-based epoxy monomer (Figure 5). The bioinspired block copolymers exhibited surface-independent binding to both hydrophilic and hydrophobic surfaces, and their antifouling effect was proved to be excellent.21

Figure 5. Synthetic scheme of catechol-functionalized triblock copolymers and their antifouling effect21

Adhesives

The remarkable underwater adhesion with self-healing properties in mussel-adhesive proteins have been the subject of intensive scientific research over the past few decades. Many studies describing synthetic catechol-based polymeric adhesives with recognizable biomimetic features have been published in the last ten years.22

For example, Zhao et al. have developed smart wet adhesives by combining an adhesive DOPA-copolymer with a thermoresponsive polymer matrix based on poly(N-isopropylacrylamide) (pNIPAM), a polymer well-known for its reversible conformational transition as the temperature changes around its lower critical solution temperature (LCST). By taking advantage of the synergistic cooperation of catechol chemistry and responsive wettability, the authors were able to create a robust and smart underwater adhesive which endows a tunable and reversible modulation, and can be deposited on a wide range of substrates.23

Water treatment

Catechol-based materials have also been interestingly studied for environmental applications such as water treatment. In a recent paper, catechol was investigated to prepare a catechol-based hypercrosslinked polymer (HCP) as a solid adsorbent for iron (Fe) removal from water. Catechol-HCP was synthesized by Friedel–Crafts alkylation and obtained as a black powder having a good compatibility with water. Due to the good interaction between catechol moieties and Fe, Catechol-HCP was proved to adsorb high amount of Fe, with an adsorption efficiency of 94%. Moreover, the material can be reused without losing its efficiency for at least four cycles.24

Due to the versatility of the catechol physicochemical properties across a wide range of covalent and non-covalent interactions with both organic and inorganic substrates, many advanced multifunctional catechol-containing polymers with outstanding properties have been developed over the past decade, and this area of materials chemistry remains a growing field. Here, we have presented only a short selection of recent advances in the incorporation of catechol groups into (bio)polymers, but other existing and emerging applications in the biomedical, energy storage and environmental fields are reported in the literature.

Poly(ethylene glycol), α-methoxy, ω-catechol

Poly(MMA-stat-DMAAm)

DMAAm

2,2-Dimethyl-1,3-benzodioxole-5-propanoic acid

References

  1. Bouvet-Marchand, A. Syntheses, 2018.
  2. Pujari, and al,  Angewandte Chemie, International Edition 2014, 53 (25), 6322-6356.
  3. Sokolnicki, T and al, Advanced Synthesis & Catalysis 2021, 363 (24), 5493-5500.
  4. Kim, J.-Y. and al, Journal of Materials Chemistry C 2019, 7 (19), 5821-5829.
  5. Panchireddy, S. and al, Polymer Chemistry 2017, 8 (38), 5897-5909.
  6. Decostanzi, M. and al, European Polymer Journal 2018, 109, 1-7.
  7. Bouvet-Marchand, A. and al, Journal of Materials Chemistry A 2018, 6 (48), 24899-24910.
  8. Molina, E. F. and al, Journal of Sol-Gel Science and Technology 2014, 70 (2), 317-328.
  9. Durán, I. R.; Laroche, G., Progress in Materials Science 2019, 99, 106-186.
  10. Maeda, T. and al, ACS Applied Polymer Materials 2022.
  11. Chen, H. and al, Polymer Edition 2005, 16 (4), 531-548.
  12. Hynninen, V. and al, Scientific Reports 2016, 6 (1), 29324.
  13. Sevrain, C. M. and al, Beilstein Journal of Organic Chemistry 2017, 13, 2186-2213.
  14. Ruf, E. and al, Molecules 2022, 27 (6), 1778.
  15. Abohalkuma, T. and al, International Journal of Corrosion and Scale Inhibition 2014, 3, 151-159.
  16. Berret, J.-F.; Graillot, A., Langmuir 2022, 38 (18), 5323-5338.
  17. Waite, J. H. and al, Science 1981, 212 (4498), 1038-1040.
  18. Cui, C.; Liu, W., Progress in Polymer Science 2021, 116, 101388.
  19. Costa, P. M., and al, Polymers 2021, 13 (19), 3317.
  20. Saiz-Poseu, J., and al, International Edition 2019, 58 (3), 696-714.
  21. Shin, E., and al, Macromolecules 2020, 53 (9), 3551-3562.
  22. Patil, N., and al, Progress in Polymer Science 2018, 82, 34-91.
  23. Zhao, Y., and al, Nature Communications 2017, 8 (1), 2218.
  24. Ratvijitvech, T., and al, Journal of Polymers and the Environment 2020, 28 (8), 2211-2218.

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